SEC Schedules Public Roundtable on Rule 611 of Regulation NMS

USA: SEC Schedules Public Roundtable on Rule 611 of Regulation NMS

The U.S. Securities and Exchange Commission will convene a public roundtable on December 16, 2025, to examine Rule 611 of Regulation NMS and related regulatory requirements. The meeting is set for the University of Austin’s Scarbrough Building at 522 Congress Avenue, Austin, Texas, and is intended to gather stakeholder input on the trade‑through prohibition that applies to National Market System (NMS) stocks.

Background and Prior Session

This event follows a September 18, 2025 roundtable that focused on trade‑through prohibitions, providing a continuity of dialogue between the SEC and market participants.

Public Access and Attendance

The roundtable will be open to the public, though the number of in‑person participants may be limited. Attendees must register in advance, and security checks will be conducted at the venue.

Agenda and Speaker Information

Details regarding the agenda and the list of speakers will be posted on the SEC’s website prior to the event.

Comment Submission Process

Members of the public wishing to comment on Rule 611 may submit feedback either electronically or on paper. Submissions must reference File Number 4‑862 and should be sent using only one method. Electronic comments can be filed through the SEC’s online form or emailed to rule‑comments@sec.gov with the file number in the subject line. Paper comments should be mailed to Vanessa Countryman, Secretary, Securities and Exchange Commission, 100 F Street, N.E., Washington, D.C. 20549‑1090.

Public Record and Privacy Notice

All comments received will become part of the public record of the roundtable and will be posted on the SEC’s website without alteration. Commenters are cautioned that personal identifying information will not be redacted or edited.

This report is based on information from SEC, licensed under Public Domain (U.S. Government Work). Source: Official U.S. Government release.