SEC Schedules Final Small‑Firm Outreach Event on Regulation S‑P

USA: SEC Schedules Final Small‑Firm Outreach Event on Regulation S‑P

The U.S. Securities and Exchange Commission announced that its third and final outreach session focused on Regulation S‑P compliance for small firms will be held on January 22, 2026, from 11:00 am to 12:30 pm Eastern Time. The hybrid event will be available both in person at the SEC’s headquarters in Washington, D.C., and via a virtual platform.

Event Overview

SEC staff will present an overview of the amended Regulation S‑P obligations, outline expectations for examinations, and field remaining compliance questions from participants.

Agenda Highlights

A workshop component will feature an Incident Response tabletop discussion, a review of a sample document‑request list, and a demonstration of a mock examination session.

Target Audience

The session is specifically designed for small‑firm representatives who must adapt to the new data‑protection requirements outlined in the recent regulatory amendments.

Registration Details

In‑person attendees are required to register, while virtual participants may join without prior registration, though advanced registration is encouraged. Questions can also be submitted ahead of the event.

Access to Recording

A streaming link will be posted on the SEC website on the day of the event, allowing those who cannot attend live to view the presentation later.

Additional Resources

Further information, including recordings of prior outreach events, is available on the SEC’s Regulation S‑P Outreach webpage.

This report is based on information from SEC, licensed under Public Domain (U.S. Government Work). Source: Official U.S. Government release.