Crypto Regulation & Law

USA: SEC Schedules Public Roundtable on Rule 611 of Regulation NMSThe U.S. Securities and Exchange Commission disclosed that a roundtable will be convened on Dec. 16, 2025 to examine Rule…

USA: SEC Appoints Dr. Joshua T. White as Chief EconomistThe U.S. Securities and Exchange Commission announced that Dr. Joshua T. White will return to the agency the week of Jan.…

USA: SEC Office of the Investor Advocate Submits FY 2025 Activity Report to CongressCongress received a comprehensive report on the Securities and Exchange Commission’s Office of the Investor Advocate detailing activities…

USA: SEC Charges Three Purported Crypto Asset Trading Platforms and Four Investment Clubs in $14 Million Fraud Scheme More than $14 million was allegedly siphoned from U.S. retail investors through a…

USA: SEC proposes higher small‑entity thresholds for investment firmsThe U.S. Securities and Exchange Commission (SEC) announced a proposal to amend the rules that define small entities for registered investment companies,…

USA: SEC Schedules Final Small‑Firm Outreach Event on Regulation S‑PThe U.S. Securities and Exchange Commission announced that its third and final outreach session focused on Regulation S‑P compliance for small…

USA: SEC Deputy Director Nekia Hackworth Jones Concludes ServiceNekia Hackworth Jones, who served as Deputy Director of the Securities and Exchange Commission’s Division of Enforcement (Southeast), concluded her tenure on…

USA: SEC Announces Retirement of Deputy Director Cicely LaMothe The U.S. Securities and Exchange Commission announced today that Cicely LaMothe, deputy director of the Division of Corporation Finance, will retire…