Crypto Regulation & Law

USA: SEC Grants Temporary Exemptive Relief on Regulation NMS Compliance DatesOn Oct. 31, 2025, the U.S. Securities and Exchange Commission (SEC) issued an order providing temporary exemptive relief from several…

USA: SEC Deputy Director of Enforcement Antonia M. Apps to DepartThe U.S. Securities and Exchange Commission said that Antonia M. Apps will leave her position as Deputy Director of the…

USA: SEC Division of Examinations Announces 2026 Priorities Leadership Emphasizes Collaborative Approach The U.S. Securities and Exchange Commission has outlined its examination focus for fiscal year 2026, aiming to enhance…

USA: SEC Schedules Public Roundtable on Rule 611 of Regulation NMSThe U.S. Securities and Exchange Commission will convene a public roundtable on December 16, 2025, to examine Rule 611 of…

USA: SEC Reschedules Crypto Task Force Roundtable to Dec. 15, 2025Roundtable RescheduledThe U.S. Securities and Exchange Commission announced that its Crypto Task Force will hold a Financial Surveillance and Privacy…

USA: SEC Investor Advisory Committee Schedules Virtual Meeting on Governance, Tokenization, and AI DisclosureA virtual public meeting of the Securities and Exchange Commission’s Investor Advisory Committee is set for Dec.…

USA: SEC Announces Upcoming Departure of Investor Advocate Cristina Martin Firvida The U.S. Securities and Exchange Commission said on November 25, 2025 that Cristina Martin Firvida will leave her role as…

USA: SEC Schedules Transfer Agent Webinar on New Regulation S‑P Safeguards RuleEvent OverviewA webinar aimed at transfer agents will be held by the U.S. Securities and Exchange Commission on December…

USA: SEC Schedules Roundtable on Financial Surveillance and PrivacyA roundtable focused on financial surveillance and privacy is scheduled for Dec. 15, 2025, from 1 p.m. to 5 p.m. ET at…

USA: SEC Announces Retirement of OIEA Director Lori J. SchockThe Securities and Exchange Commission confirmed that Lori J. Schock, who has led the Office of Investor Education and Assistance (OIEA)…